About Our SEC Compliance Consulting Firm

ClearView Regulatory Compliance is a boutique consulting firm led by former SEC examination professionals with decades of experience conducting, supervising, and managing examinations of investment advisers, private funds, and investment companies. We apply that firsthand regulatory perspective to help firms evaluate compliance risks, strengthen their programs, and prepare for regulatory scrutiny.

ClearView was founded by Andrew Schuster, a former SEC Division of Examinations Exam Manager who spent nearly three decades conducting and supervising examinations of investment advisers and other regulated firms.

Our approach is practical and risk-based. We focus on how a firm's policies, disclosures, controls, and actual practices operate together, and on the issues most likely to warrant regulatory attention. Our services include mock SEC examinations, annual compliance reviews, SEC examination support, and ongoing compliance support.

Explore our SEC compliance services or meet our team of former SEC examiners to learn more.